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Enemy is Inside: Alleviating VAE's Overestimation in Unsupervised OOD Detection

NEURIPS 2023(2023)

PhD student | Researcher | Postdoc | Assistant Professor | Associate Professor | Full Professor

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Abstract
Deep generative models (DGMs) aim at characterizing the distribution of the training set by maximizing the marginal likelihood of inputs in an unsupervised manner, making them a promising option for unsupervised out-of-distribution (OOD) detection. However, recent works have reported that DGMs often assign higher likelihoods to OOD data than in-distribution (ID) data, $\textit{i.e.}$, $\textbf{\textit{overestimation}}$, leading to their failures in OOD detection. Although several pioneer works have tried to analyze this phenomenon, and some VAE-based methods have also attempted to alleviate this issue by modifying their score functions for OOD detection, the root cause of the $\textit{overestimation}$ in VAE has never been revealed to our best knowledge. To fill this gap, this paper will provide a thorough theoretical analysis on the $\textit{overestimation}$ issue of VAE, and reveal that this phenomenon arises from two Inside-Enemy aspects: 1) the improper design of prior distribution; 2) the gap of dataset entropies between ID and OOD datasets. Based on these findings, we propose a novel score function to $\textbf{A}$lleviate $\textbf{V}$AE's $\textbf{O}$verestimation $\textbf{I}$n unsupervised OOD $\textbf{D}$etection, named $\textbf{``AVOID''}$, which contains two novel techniques, specifically post-hoc prior and dataset entropy calibration. Experimental results verify our analysis, demonstrating that the proposed method is effective in alleviating $\textit{overestimation}$ and improving unsupervised OOD detection performance.
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Key words
Unsupervised Out-of-Distribution Detection,VAE
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